🧮 Brain Teaser

The Function Polynomials Cannot Reach

Weierstrass tells us that every continuous function on [−1,1][-1,1] is a uniform limit of polynomials. Now move to the complex plane.

Let T={z∈C:∣z∣=1}\mathbb{T} = \{z \in \mathbb{C} : |z| = 1\} be the unit circle, and consider the continuous function f(z)=zˉf(z) = \bar z on T\mathbb{T}.

(a) Prove that there is no sequence of complex polynomials pn(z)p_n(z) with

sup⁡∣z∣=1∣pn(z)−zˉ∣⟶0.\sup_{|z|=1} |p_n(z) - \bar z| \longrightarrow 0.

(b) (Twist) Now remove a small open arc from the circle. Let K={eiθ:δ≤θ≤2π−δ}K = \{e^{i\theta} : \delta \le \theta \le 2\pi - \delta\} for some δ>0\delta > 0. Show that on KK, zˉ\bar z is a uniform limit of polynomials in zz.

What exactly changed?


Field: Complex Analysis (approximation theory)

Why it's interesting: Real intuition says "continuous functions on nice compact sets are uniform limits of polynomials." The complex plane says no. The obstruction is a hole: the circle encloses a region that polynomials "see," and the function zˉ\bar z cannot be extended holomorphically into it. Cutting a tiny gap in the circle removes the obstruction. This is the simplest instance of Runge's theorem, and the proof of (a) is one line once you find the right test.

Difficulty: 2.5 / 5

Tags: uniform approximation, Cauchy's theorem, Runge's theorem, pole pushing

uniform approximationCauchy's theoremRunge's theorempole pushingmaximum principle

Answer: The Function Polynomials Cannot Reach

Key Idea / Intuition

On the circle, zˉ=1/z\bar z = 1/z. Polynomials are holomorphic inside the disk, so integrating them around the circle always gives 00. The function 1/z1/z has a pole at the center, so its integral is 2πi2\pi i. Uniform convergence preserves integrals, which gives a contradiction. The hole in the middle, with the pole sitting inside it, is the whole obstruction.

Once you cut a gap in the circle, the pole at 00 is no longer trapped. You can "push" it out through the gap all the way to ∞\infty, where a function with a pole looks like a polynomial.


Formal Proof / Solution

Part (a): integrate around the circle

On T\mathbb{T} we have zˉ=1/z\bar z = 1/z, so

∮∣z∣=1zˉ dz=∮∣z∣=1dzz=2πi.\oint_{|z|=1} \bar z \, dz = \oint_{|z|=1} \frac{dz}{z} = 2\pi i.

For any polynomial pp, Cauchy's theorem (or simply ∮zk dz=0\oint z^k\,dz = 0 for k≥0k \ge 0) gives

∮∣z∣=1p(z) dz=0.\oint_{|z|=1} p(z)\, dz = 0.

Suppose pn→zˉp_n \to \bar z uniformly on T\mathbb{T}. Then

∣∮pn dz−∮zˉ dz∣≤2πsup⁡T∣pn−zˉ∣→0.\left| \oint p_n\,dz - \oint \bar z\,dz \right| \le 2\pi \sup_{\mathbb{T}} |p_n - \bar z| \to 0.

This forces 0→2πi0 \to 2\pi i, a contradiction. ■\blacksquare

Alternative view (maximum principle). If pnp_n is uniformly Cauchy on T\mathbb{T}, then by the maximum principle it is uniformly Cauchy on the closed disk. So pn→Fp_n \to F uniformly on the closed disk, where FF is holomorphic inside and continuous up to the boundary, with F=1/zF = 1/z on T\mathbb{T}.

Now consider g(z)=zF(z)−1g(z) = zF(z) - 1. It is holomorphic in the disk, continuous on the closed disk, and vanishes on T\mathbb{T}. By the maximum principle g≡0g \equiv 0. Evaluating at z=0z=0 gives −1=0-1 = 0, which is absurd.

This version shows clearly that the limit would have to be a holomorphic extension of 1/z1/z into the disk, and none exists.

Part (b): pole pushing through the gap

On KK we again have zˉ=1/z\bar z = 1/z, so it suffices to approximate 1/z1/z uniformly on KK by polynomials. The set C∖K\mathbb{C}\setminus K is connected: the gap near z=1z=1 joins the inside of the circle to the outside. So there is a path γ\gamma from 00 to the point RR (with R>2R > 2) that stays at distance at least some η>0\eta > 0 from KK. Concretely, take the real segment [0,R][0, R], which passes through the gap at z=1z = 1.

Step 1 (move a pole a little). Suppose ∣a−b∣<12dist⁡(b,K)|a - b| < \tfrac12\operatorname{dist}(b, K). Then for z∈Kz \in K,

1z−a=1(z−b)−(a−b)=∑k≥0(a−b)k(z−b)k+1,\frac{1}{z-a} = \frac{1}{(z-b) - (a-b)} = \sum_{k\ge 0} \frac{(a-b)^k}{(z-b)^{k+1}},

and the ratio ∣a−bz−b∣≤12\left|\frac{a-b}{z-b}\right| \le \tfrac12 uniformly on KK. So 1/(z−a)1/(z-a) is a uniform limit on KK of polynomials in 1/(z−b)1/(z-b).

Step 2 (chain along the path). Let Ab\mathcal{A}_b be the uniform closure on KK of polynomials in 1/(z−b)1/(z-b). This set is closed under sums and products.

By Step 1, 1/(z−a)∈Ab1/(z-a) \in \mathcal{A}_b. Since Ab\mathcal{A}_b is a closed algebra, it follows that Aa⊆Ab\mathcal{A}_a \subseteq \mathcal{A}_b whenever aa and bb are close relative to η\eta.

Cover γ\gamma by finitely many such steps 0=a0,a1,…,aN=R0 = a_0, a_1, \dots, a_N = R. This gives

1z∈Aa0⊆Aa1⊆⋯⊆AR.\frac1z \in \mathcal{A}_{a_0} \subseteq \mathcal{A}_{a_1} \subseteq \cdots \subseteq \mathcal{A}_R.

Step 3 (absorb the pole at a far point). For ∣z∣=1<R/2|z| = 1 < R/2,

1z−R=−1R∑k≥0(zR)k,\frac{1}{z - R} = -\frac{1}{R}\sum_{k \ge 0} \left(\frac{z}{R}\right)^k,

which converges uniformly on KK. So 1/(z−R)1/(z-R) is a uniform limit of polynomials in zz. Hence AR\mathcal{A}_R is contained in the uniform closure of polynomials in zz.

Combining the steps, zˉ=1/z\bar z = 1/z is a uniform limit of polynomials on KK. ■\blacksquare

What changed?

In (a), the pole at 00 is enclosed by T\mathbb{T}: it lies in a bounded component of C∖T\mathbb{C}\setminus\mathbb{T}. Polynomials can never "reach" a bounded complementary component. In (b), C∖K\mathbb{C}\setminus K is connected, so the pole can be dragged out to ∞\infty.

This is exactly Runge's theorem: if KK is compact and C∖K\mathbb{C}\setminus K is connected, every function holomorphic near KK is a uniform limit of polynomials on KK. The stronger Mergelyan's theorem says that for such KK, continuity on KK plus holomorphy in the interior suffices. Since KK here has empty interior, every continuous function on the arc is a uniform polynomial limit, just as in the real Weierstrass theorem.

Contrast with Stone–Weierstrass: on the full circle, polynomials in both zz and zˉ\bar z (trigonometric polynomials) are dense in C(T)C(\mathbb{T}). Part (a) shows that the zˉ\bar z is genuinely needed.

Reference: Stein & Shakarchi, Complex Analysis, Ch. 2, §5.4 (Runge's approximation theorem and the pole-pushing argument).

Source: Stein & Shakarchi, Complex Analysis, Ch. 2 §5.4 (Runge approximation theorem)

Type: Complex AnalysisSource: Stein & Shakarchi, Complex Analysis, Ch. 2 §5.4 (Runge approximation theorem)Edit on GitHub ↗