The Monic Polynomial That Cannot Hide Below 1
Let be a monic polynomial of degree .
(a) Prove that
(b) Show that equality holds if and only if .
Warm-up thought: You may choose the lower coefficients freely to make as small as possible on the unit circle. One might expect a clever choice to push the maximum below . Show that no choice works.
Contrast (no proof required): On the real interval , the smallest possible value of over monic is . This value is attained by a rescaled Chebyshev polynomial. Why is the unit circle so much less forgiving than the interval?
Answer: The Monic Polynomial That Cannot Hide Below 1
Key Idea / Intuition
Reverse the polynomial. The map turns the leading coefficient into a constant term , and on the unit circle it has the same modulus as . A holomorphic function's value at the center is the average of its values on the circle. So if the value at the center is , the function cannot be smaller than everywhere on the circle.
On an interval there is no such averaging constraint, because the interval does not enclose a point where a mean value property forces anything. That is why Chebyshev polynomials can make the maximum exponentially small on .
Formal Proof / Solution
Step 1: The reversed polynomial. Define This is a polynomial, so it is entire. Its constant term is .
Step 2: Same size on the circle. For we have , which also lies on the unit circle. Hence As runs over the unit circle, so does . Therefore
Step 3: Mean value property, for part (a). By Cauchy's integral formula, is the average of on the unit circle: Taking absolute values gives This proves (a).
Step 4: Equality case, part (b). Suppose . Then on . By the maximum modulus principle, on the closed unit disk. But , so attains its maximum at an interior point. Hence is constant, and .
This means , so .
Conversely, has on the circle, so equality holds.
Alternative proof via Parseval. Since is orthonormal on the circle, The maximum of is at least its average. So , with equality only if every . This gives (a) and (b) at once, and even the sharper bound
About the contrast. On , the polynomial (rescaled Chebyshev) is monic and has sup norm . The interval is not the boundary of a region containing a point where the reversal trick applies.
In potential-theoretic language, the minimal sup norm of a monic polynomial on a compact set behaves like . The capacity of the unit circle is , while the capacity of is .