The Zeros of a Derivative via the Gauss–Lucas Theorem
Let be a degree-4 polynomial with all real roots at .
(a) The Gauss–Lucas theorem states: the zeros of all lie in the convex hull of the zeros of .
Without computing explicitly, use this theorem to locate the zeros of .
(b) Now here is the surprise: prove the Gauss–Lucas theorem itself. That is, show that if is any polynomial with zeros , then every zero of lies in the convex hull of .
(Hint for (b)): Write and think about what happens if is outside the convex hull.
Answer: Gauss–Lucas Theorem
Key Idea / Intuition
The logarithmic derivative of is a sum of simple fractions . If lies outside the convex hull of the roots, all the vectors point into a common open half-plane — meaning their reciprocals also all point into a common half-plane — so their sum cannot be zero. Hence outside the convex hull.
Formal Proof / Solution
Part (a): Locating the zeros of
By the Gauss–Lucas theorem, all zeros of lie in the convex hull of . Since all roots are real, the convex hull is simply the interval on the real line.
Moreover, since has only real roots, is also a real polynomial (degree 3), so its zeros are either real or come in conjugate pairs. Since they must lie in , all three zeros of are real and lie in the interval .
By Rolle's theorem (which is the real-line version), there is exactly one zero of in each of , , — Gauss–Lucas tells us this is the whole story even in .
Part (b): Proof of the Gauss–Lucas Theorem
Setup. Write . Taking the logarithmic derivative:
Goal. Show that if , then lies in the convex hull .
Equivalently, we show: if , then .
Key geometric step. If , by the separating hyperplane theorem (in ), there exists a real linear functional — i.e., a direction with — such that:
In other words, all the differences lie strictly on one side of a line through the origin.
Consequence for the sum. For each :
More carefully: since , taking the reciprocal preserves the real part's sign:
Let me write it cleanly. Write . The assumption says for all , i.e., . Then:
Summing over :
Conclusion. Since the sum , we get , so .
Therefore, every zero of must lie inside (or on the boundary of) the convex hull of .
Why this is beautiful: The proof uses nothing but the separating hyperplane theorem and a one-line observation about complex reciprocals — yet it gives a nontrivial geometric constraint on the roots of derivatives.
Source: Mathematical folklore / Stein–Shakarchi Complex Analysis, standard graduate complex analysis